RIKEN Brain Science Institute (RIKEN BSI) RIKEN BSI News No. 12 (May. 2001)




Roles of Hippocampal NMDA Receptors in Learning and Memory

Group Director,
RIKEN-MIT Neuroscience
Research Center
Dr. Susumu Tonegawa


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Fig. 1 WGA transgene method for selective labeling of neural pathways of interest
By using WGA cDNA as a transgene in combination with a neuron type-specific promotor element, anatomically-connected and functionally-related neural pathways can be clearly visualized with great accuracy and high reproducibility.
I have always been fascinated by the so-called mind-brain problem. To what extent can we understand the mind by studying the brain? For much of my research career, my expertise was in molecular biology and immunology, and I knew almost nothing about neuroscience. My virtual interest in neuroscience began to be transformed to a real interest when Alcino Silva joined my lab as a postdoctoral fellow in the late 1980s. At that time our lab was working on problems in immunology, and we were making genetically altered mice. While discussing possible research projects with Alcino, I realized that he too had a hidden interest in neuroscience. As far as we knew, no one had attempted to apply powerful genetic engineering technology to neuroscience.

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Fig. 2 The picture shows that in the CA1-specific NR1 knockout mice NMDA receptor-dependent synaptic plasticity (LTP and LTD) is impaired in CA1 synapses but not in dentate gyrus (DG) or somatosensory cortex (CC) synapses. T29-1 and WT are the Cre transgenic and wild-type mice, respectively, while fNR1 is a mouse into whose genome a pair of LoxP sites are inserted upstream and downstream of the NR1 gene.
To decipher events occuring in the brain that underlie a cognitive phenomenon, one must select an experimental method that uses a whole, live animal. It seemed clear that knockout mice had the potential to be a very powerful tool. In knockout mice, a specific gene is deleted, so any cognitive or behavioral deficits observed in these mice relative to normal mice can directly or indirectly be attributed to the lack of a single gene product. A similar approach had been used by others to study the molecular basis of invertebrate behaviors, but work along these lines had never been applied to vertebrates, certainly not to mammals.
We decided to study learning and memory as the cognitive function and chose the a form of CaMKII as the target for knockout. In 1992, this work led to the report of the first knockout mice in neuroscience. It was shown that deletion of the a-CaMKII gene causes a deficit in LTP at Schaffer collateral-CA1 synapses and an impairment of spatial learning. Even before publication, however, we were aware of the limitations of this approach in conventional knockout mice. These limitations were primarily because the gene of interest in deleted in the entire animal throughout the animal's life. Although not obvious developmental defects were observed in the a-CaMKII knockout mice, more subtle defects could not be excluded. Furthermore, the universal absence of the protein in question (in this case, a-CaMKII) certainly did not permit the establishment of a causal relationship between CA1 LTP and spatial learning.
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Fig. 3 Three dimensional graphs representing occupancy of normal and (CA1-specific NR1) knockout mice during the probe trial session of the hidden platform version of Morris Water Maze task. The control mice focused their search in the trained location (where the platform used to be during training) whereas the mutant mice visited the whole maze area equivalently.
When Joe Tsien, another postdoctoral fellow, arrived in my lab in 1993, we started to develop a second-generation gene knockout technology that would restrict the deletion of specific gene to a limited region of the brain. After 2 years of hard work, Joe generated several lines of mice whose genetic changes were restricted to specific neurons in the forebrain. We were thrilled to find that in one of these lines of mice, changes were restricted to the CA1 region of hippocampus. Joe went on to use this line to produce a new mouse strain in which deletion of the NMDA receptor gene, NR1, was restricted to the CA1 pyramidal cells. (Fig. 1) Joe and Pato Huerta, another postdoctoral fellow, demonstrated that in these mice, LTP and LTD are deficient at Schaffer collateral-CA1 synapses but are normal elsewhere, such as perforant path dentate granular cell synapses (Fig. 2). They also showed that the mutant mice are deficient in hippocampus-dependent learning (Fig. 3). Furthermore, a collaboration with Matthew Wilson's laboratory across the hall demonstrated that these mutant animals could not form normal place fields in CA1 (Fig. 4). All of these data provided very strong evidence for Hebb's hypothesis on the synaptic bases of memory formation.
I informed Alcino that we seemed to have developed a technology to restrict NR1 gene knockout to the CA1 area, and the ever cheerful and enthusiastic Alcino exclaimed "Wow! God Given! Congratulations!" CA1 is a major anatomical region in the hippocampus that had been implicated in memory formation, and the Schaffer collateral-CA1 synapse may indeed be regarded as a God-given gift.

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Fig. 4 Place fields of NMDAR1 CA1-KO mice are significantly larger in all behavioral environments. Rate maps of place-specific activity of two pyramidal cells from control animals and two pyramidal cells from knockout animals in each behavioral environment. The peak rate of each panel has been adjusted to reveal areas of highest activity. The field sizes of the pyramidal cells of the NMDAR1 CA1-KO animals were significantly larger in both the linear track (one-dimensional) environments and the open field (two-dimensional) environment.
Can we develop technology that would target gene manipulation to other specific brain areas or cell types? Recent studies in our laboratory indicate that this is indeed possible. For instance Kazu Nakazawa, another postdoctoral fellow in my laboratory, has recently succeeded in developing a method to target gene knockout to the CA3 pyramidal cells of the post-developmental hippocampus. With this method Kazu created CA3-specific NR1 knockout mice. In contrast to the CA1-specific NR1 knockout mice these new mutant mice are normal in hippocampus-dependent learning. However, they exhibit a severe impairment during the process of memory retrieval. The properties of place cells formed by the CA3-specific NR1 knockout mice fit nicely to the findings observed at the behavioral level. We can conclude that the same glutamate receptor (i.e. NMDA receptor) plays very different roles in the mnemonic process depending on in which type of hippocampal cells it is expressed. Nothing illustrates more dramatically than these studies the importance of the specifically restricted knockout mice for the study of learning and memory and, by extrapolation, other cognitive functions.
With the addition of the emerging techniques that would permit reversible temporal control of gene manipulation, rodent behavioral genetics is poised to become a powerful approach for the dissection of mechanisms underlying cognition and behavior.
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